NIR is a wide­ly used tech­no­lo­gy in recy­cling for the iden­ti­fi­ca­ti­on of pla­s­tics. As it can­not detect black pla­s­tic, this artic­le pres­ents alter­na­ti­ve devices and tech­no­lo­gies to sol­ve this problem.

NIR spec­tro­sco­py (near infrared spec­tro­sco­py - NIRS) is a wide­ly used iden­ti­fi­ca­ti­on tech­no­lo­gy in pla­s­tics recy­cling becau­se it mea­su­res non-des­­truc­­tively and quick­ly, is easy to use and is the­r­e­fo­re wide­ly used. We offer NIR-based solu­ti­ons, from the por­ta­ble, easy-to-use tri­na­miX pla­s­tic scan­ner to our own Solid Scan­ner solu­ti­on, which works like an NIR mini­lab and offers the pos­si­bi­li­ty to crea­te cus­to­mi­zed data­ba­ses, to very fast HSI came­ra sys­tems sui­ta­ble for real-time inline pro­cess con­trol. What they all have in com­mon is that NIR can­not detect soot-colo­­red pla­s­tics. Unfort­u­na­te­ly, black pla­s­tic is ever­y­whe­re, but it is dif­fi­cult to iden­ti­fy and the­r­e­fo­re dif­fi­cult to sort and recy­cle. For this reason, pla­s­tics con­tai­ning car­bon black are often ther­mal­ly recy­cled, which should be avoided.

This artic­le the­r­e­fo­re pres­ents some alter­na­ti­ve tech­no­lo­gies for iden­ti­fy­ing and sort­ing black pla­s­tics, all of which have their own advan­ta­ges and disadvantages.

Why is black plastic so difficult to sort?

NIR is used as a sort­ing pro­cess in prac­ti­cal­ly all lar­ge sort­ing plants. The tech­no­lo­gy is fast, simp­le and relia­ble. Howe­ver, due to its phy­si­cal mode of ope­ra­ti­on, NIR can­not detect soot. Soot absorbs the enti­re NIR signal. Con­se­quent­ly, pla­s­tics colo­red with car­bon black, i.e. black pla­s­tics, some­ti­mes even (dark) gray pla­s­tics, can­not be detec­ted and distin­gu­is­hed with the help of NIR.

Why is carbon black still used in plastics?

Car­bon black is still a cheap and relia­bly available colo­rant. In other cases, car­bon black is the only way to achie­ve the desi­red mecha­ni­cal pro­per­ties. Even if a solu­ti­on is found today to replace car­bon black, the­re will still be pla­s­tics colo­red with car­bon black on the mar­ket for a long time to come (e.g. the many black com­pon­ents in the auto­mo­ti­ve indus­try), which will still have to be recy­cled years from now. Black pla­s­tics are and remain a pres­sing problem.

Innovative solutions for identifying black plastic

This artic­le pres­ents tech­ni­cal solu­ti­ons based on the fol­lo­wing working principles:

  • FTIR spec­tro­sco­py
  • MIR spec­tro­sco­py
  • Elec­tro­sta­tic charge
  • Laser spec­tro­sco­py
  • VIS object recognition

Overview of the properties of alternative technologies in direct comparison to NIR

FTIR

  • Can mea­su­re black pla­s­tics and many other mate­ri­als and quan­ti­fy the com­po­si­ti­on directly
  • Also por­ta­ble, signi­fi­cant­ly lar­ger than por­ta­ble NIR devices
  • More expen­si­ve to purchase
  • Mea­su­ring time approx. 20-30 seconds
  • Only point mea­su­re­ments possible
  • Tech­no­lo­gy is main­ly used in labo­ra­to­ry equipment

MIR

  • Can reco­gni­ze black plastics
  • Light­ing in the MIR area requi­res con­sidera­ble power, so addi­tio­nal fire pro­tec­tion is required
  • No por­ta­ble devices available
  • Expen­si­ve to purchase
  • Can also mea­su­re two-dimen­­sio­nal surfaces

Elec­tro­sta­tic charge

  • Simp­le, mecha­ni­cal­ly robust technology
  • Deve­lo­ped for the sepa­ra­ti­on of bina­ry mixtures
  • High pro­duc­tion out­put possible
  • No por­ta­ble devices available

Laser spec­tro­sco­py

  • The com­pa­ra­tively most expen­si­ve technology
  • No por­ta­ble devices available
  • High pro­duc­tion volu­mes possible

VIS object recognition

  • Lower hard­ware cos­ts com­pared to other tech­no­lo­gies due to VIS sen­sor technology
  • Only reco­gni­zes mate­ri­al for which it is trained
  • Requi­res regu­lar updating of the AI-con­­trol­­led database

3 (more or less) portable solutions for identifying black plastic

FTIR: Agilent 4300 handheld & Agilent Cary 630 desktop system

The mea­su­ring time is usual­ly bet­ween a few seconds and seve­ral minu­tes. Sam­ple pre­pa­ra­ti­on depends on the type of sam­ple and the mea­su­re­ment method. Solid samples can be mea­su­red eit­her as pel­lets or as thin lay­ers that can trans­mit IR light. To be able to work with an FTIR device, you also need some spe­cia­list know­ledge of the basics of infrared spec­tro­sco­py, how the inter­fe­ro­me­ter and detec­tor work, how to sel­ect the appro­pria­te mea­su­re­ment method and sam­ple pre­pa­ra­ti­on, and how to inter­pret the IR spectra.

The Agi­lent 4300 hand­held FTIR spec­tro­me­ter com­bi­nes ease of use, robust­ness and fle­xi­bi­li­ty in one sys­tem. Weig­hing only ~2 kg, it is ide­al for mobi­le non-des­­truc­­ti­­ve test­ing in the field and out­side labo­ra­to­ries. It can ana­ly­ze dif­fe­rent samples wit­hout the need for adjus­t­ments. It is used for the ana­ly­sis of poly­mers, coa­tings, com­po­si­tes, bulk mate­ri­als, clea­ning veri­fi­ca­ti­on and even arti­facts and artwork.

The Agi­lent Cary 630 FTIR spec­tro­me­ter is a desk­top sys­tem weig­hing approx. 4 kg.

Sliding spark spectrometer: mIRoSpark

Sli­ding spark spec­tro­sco­py is a tech­ni­que in which high-vol­­ta­­ge sparks are used to vapo­ri­ze and ioni­ze a small amount of the pla­s­tic sur­face. The emit­ted radia­ti­on is then ana­ly­zed to iden­ti­fy the dif­fe­rent atoms pre­sent in the mate­ri­al. The main advan­ta­ges of this method are

  • It can detect addi­ti­ves such as fla­me retar­dants and hea­vy metals that are not visi­ble with near-infrared spectroscopy.
  • It can iden­ti­fy pla­s­tics of any color, size and tex­tu­re, inclu­ding black pla­s­tics, films, foils, gra­nu­les, solids, foams, car­pets and textiles.
  • It is fast, por­ta­ble and easy to use, with a mea­su­re­ment time of one second and a simp­le gun-like device that can be pres­sed onto the sample.

Some of the main dis­ad­van­ta­ges of this method are:

  • It requi­res cont­act bet­ween the mea­su­ring head and the sam­ple sur­face, which can dama­ge or con­ta­mi­na­te the sample.
  • It requi­res sam­ple pre­pa­ra­ti­on to remo­ve dust, dirt or paint from the sam­ple surface.
  • It may not be able to distin­gu­ish bet­ween simi­lar types of poly­mers that have the same ato­mic com­po­si­ti­on but dif­fe­rent mole­cu­lar structures.

Sli­ding spark spec­tro­sco­py can also be used to ana­ly­ze metals, alloys, cera­mics and other inor­ga­nic materials.

The mIRo­S­park device iden­ti­fies pla­s­tics in various mate­ri­als such as house­hold was­te, elec­tro­nic was­te, car­pets and tex­ti­les. It weighs 14 kg and has a non-des­­truc­­ti­­ve mIRo part for mea­su­re­ments. With its SSS2 part, it can also iden­ti­fy black pla­s­tics. The mea­su­ring time is less than 1 second and it can mea­su­re films and gra­nu­les. The device can also detect signi­fi­cant halo­gen­a­ted fla­me retar­dants and hea­vy metal additives.

4 industrial (inline) solutions for the identification of black plastic

MIR: Steinert UniSort black

MIR spec­tro­sco­py is a tech­ni­que that uses mid-infrared radia­ti­on to ana­ly­ze the mole­cu­lar struc­tu­re and com­po­si­ti­on of pla­s­tics. Some of the main advan­ta­ges of MIR spec­tro­sco­py are:

The pla­s­tic ana­ly­sis method is fast, accu­ra­te and non-des­­truc­­ti­­ve. It is able to iden­ti­fy dif­fe­rent types of pla­s­tics, inclu­ding addi­ti­ves, fil­lers and impu­ri­ties that can affect the pro­per­ties and per­for­mance of the pla­s­tic. It can also pro­vi­de quan­ti­ta­ti­ve data on the con­cen­tra­ti­on and dis­tri­bu­ti­on of the com­pon­ents in the pla­s­tic sample.

Some of the main dis­ad­van­ta­ges of MIR spec­tro­sco­py are:

To per­form this task, expen­si­ve and advan­ced equip­ment and soft­ware as well as qua­li­fied ope­ra­tors and ana­lysts are requi­red. It can also be dif­fi­cult to distin­gu­ish bet­ween cer­tain pla­s­tics with com­pa­ra­ble infrared spec­tra, e.g. PET and PBT.

The Stei­nert Uni­S­ort Black sorts various mate­ri­als, inclu­ding black ones, effec­tively redu­cing sort­ing resi­dues and incre­asing the pla­s­tic yield. It uses NIR and MIR-HSI came­ra tech­no­lo­gy to accu­ra­te­ly iden­ti­fy all mate­ri­als. The clas­si­fi­ca­ti­on sys­tem is desi­gned to detect dark or black objects that can be over­loo­ked by con­ven­tio­nal NIR sor­ters, ensu­ring relia­ble detection.

Electrostatic plastic sorting: Hamos EKS

Elec­tro­sta­tic pla­s­tic sort­ing is a pro­cess that makes use of the effect that dif­fe­rent pla­s­tics can be char­ged with dif­fe­rent posi­ti­ve or nega­ti­ve char­ges. The char­ged pla­s­tics are then sepa­ra­ted by an elec­tric field. This pro­ce­du­re has some advan­ta­ges and disadvantages.

Advan­ta­ges:

  • It can also sepa­ra­te black pla­s­tics that are not visi­ble to opti­cal sorters.
  • High puri­ties of the indi­vi­du­al pla­s­tic frac­tions can be achieved.
  • It can sepa­ra­te dif­fe­rent pla­s­tics that do not dif­fer in den­si­ty or shape.

Dis­ad­van­ta­ges:

  • Only cer­tain pla­s­tics that dif­fer in their elec­tri­cal con­duc­ti­vi­ty can be separated.
  • It can­not pro­cess hea­vi­ly soi­led, pain­ted or damp plastics.

The EKS elec­tro­sta­tic sepa­ra­tors from Hamos can sepa­ra­te mixed pla­s­tics. This results in a puri­fied pla­s­tic frac­tion in a dry pro­cess with low pro­ces­sing cos­ts. The sys­tems can effi­ci­ent­ly sepa­ra­te mate­ri­al mix­tures of dif­fe­rent pla­s­tics regard­less of their color, inclu­ding black pla­s­tics. The poly­mer mix­tures to be sepa­ra­ted must be dry and dust-free and have a par­tic­le size of 2 mm to 10 mm.

Laser spectroscopy: UniSensor Powersort 200

Sort­ing machi­nes with laser spec­tro­sco­py in pla­s­tics recy­cling are devices that can iden­ti­fy and sepa­ra­te dif­fe­rent types of pla­s­tic based on their opti­cal pro­per­ties. They use laser beams to mea­su­re the spec­trum of the light reflec­ted or trans­mit­ted by the pla­s­tic flakes or gra­nu­les and compa­re it with a data­ba­se of known spec­tra for various poly­mers. In this way, they can sort pla­s­tics by type (such as PET, HDPE, PVC), color or quality.

Some of the advan­ta­ges of sort­ing machi­nes with laser spec­tro­sco­py in pla­s­tics recy­cling are

  • They can detect and remo­ve impu­ri­ties such as metals, rub­ber or other for­eign sub­s­tances that could impair the qua­li­ty of the recy­cled plastic.
  • They can sort pla­s­tics that are dif­fi­cult to distin­gu­ish using con­ven­tio­nal methods, e.g. dark or black pla­s­tics or poly­mers of the same color (such as PVC, PP and PE).

Some dis­ad­van­ta­ges of sort­ing machi­nes with laser spec­tro­sco­py in pla­s­tics recy­cling are:

  • They can requi­re high initi­al invest­ment and main­ten­an­ce cos­ts as they work with com­plex and sophisti­ca­ted technology.
  • They may not be able to sort pla­s­tics that have simi­lar spec­tra, such as some bio­pla­s­tics or blends.
  • They can gene­ra­te was­te or emis­si­ons from the laser pro­cess, e.g. heat, dust or ozone.

The Uni­Sen­sor Powers­ort 200 can sort up to 3 tons per hour accor­ding to den­si­ty. With a powerful signal pro­ces­sor and high-reso­lu­­ti­on optics, it gene­ra­tes and eva­lua­tes up to 1 mil­li­on spec­tra per second. It can even sort par­tic­les up to a size of 2 squa­re millimeters.

VIS object recognition: AMP Robotics & Max-AI

VIS object reco­gni­ti­on requi­res the use of arti­fi­ci­al intel­li­gence (AI) and robo­tic sys­tems to sort and recy­cle pla­s­tic was­te. The tech­no­lo­gy uses com­pu­ter visi­on and deep lear­ning to iden­ti­fy dif­fe­rent types of pla­s­tic based on their shape, color, tex­tu­re and labe­l­ing. Each sys­tem is only able to reco­gni­ze pla­s­tics that have been trai­ned before­hand. The cos­ts for the VIS sen­sor and the light source are much lower than the hard­ware cos­ts of other sen­sor tech­no­lo­gies. This solu­ti­on is best sui­ted for lar­ge pla­s­tic parts, i.e. the solu­ti­on can only be used befo­re the pack­a­ging has been shredded.

AMP Robo­tic ’s sys­tem con­sists of a visi­on sys­tem that ana­ly­zes the mate­ri­al com­po­si­ti­on, color, cla­ri­ty, opa­ci­ty and form fac­tor of pla­s­tics, and a del­­ta-shaped robot that picks up the pla­s­tics and places them in the desi­gna­ted con­tai­ners. Its object reco­gni­ti­on data­ba­se must be updated regu­lar­ly. The data­ba­se curr­ent­ly includes water bot­t­les, milk jugs, lids, cups, mugs, car­tons, clams­hells, cof­fee pods and thin films as well as mate­ri­als such as PET, HDPE, LDPE, PP and PS.

Max-AI is ano­ther pro­vi­der of this technology.

What developments are there in sensor technology that can detect black plastics?

A few years ago, the Fraun­ho­fer Black­Va­lue pro­ject attrac­ted a lot of atten­ti­on. The aim was to deve­lop an auto­ma­ted solu­ti­on for indus­tri­al use. The focus here was on tera­hertz sen­sor tech­no­lo­gy. Howe­ver, the­re have been no indus­tri­al­ly usable results to date.

A new pro­ject at the SKZ is curr­ent­ly being plan­ned and aims to deve­lop a por­ta­ble solu­ti­on based on AI.

What alternative methods are there to detect black plastics?

Ano­ther opti­on is the use of spe­cial mar­kers or tra­cers, which are added to the black pla­s­tics and glow or fluo­re­s­ce under cer­tain con­di­ti­ons. The­se can then be detec­ted by opti­cal sen­sors. Poly­se­cu­re, for exam­p­le, has deve­lo­ped a tech­no­lo­gy with which mate­ri­als and pro­ducts can be invi­si­bly mark­ed and tra­cked. The com­pa­ny has also deve­lo­ped TBS (Tra­­cer-Based Sort­ing) tech­no­lo­gy, with which many mate­ri­al and was­te streams can be effi­ci­ent­ly and relia­bly sor­ted into any desi­red frac­tion. Howe­ver, the­se mar­kers must be cus­to­mi­zed for each poly­mer type and requi­re clo­se coope­ra­ti­on bet­ween manu­fac­tu­r­ers, recy­clers and authorities.

The­re are also ide­as for app­ly­ing mar­kings that indi­ca­te the type of pla­s­tic, e.g. bar­codes or RFID tags. Howe­ver, the­se mar­kings must be stan­dar­di­zed and legi­ble and must not impair the recy­cling process.

In prin­ci­ple, the­re are also many ide­as for repla­cing car­bon black or incre­asing the NIR reflec­tion with sui­ta­ble addi­ti­ves and other colo­rants, such as color pig­ments. We offer appro­pria­te solu­ti­ons for test­ing the NIR detec­ta­bi­li­ty of pla­s­tics as ear­ly as the deve­lo­p­ment phase.

For the­se reasons (lack of stan­dar­diza­ti­on, dis­rup­ti­on of the recy­cling pro­cess and cos­ts), the­se solu­ti­ons have not yet beco­me established.

Conclusion

Black pla­s­tics con­ti­nue to pose a major chall­enge for recy­cling. NIR enables por­ta­ble and easy-to-use devices. Howe­ver, NIR-based devices can­not detect black pla­s­tics, let alo­ne sort them. Alter­na­ti­ve tech­no­lo­gies are available. Howe­ver, tech­ni­cal solu­ti­ons for black pla­s­tics based on tech­no­lo­gies such as FTIR, MIR, visu­al detec­tion, laser spec­tro­sco­py or sli­ding spark spec­tro­sco­py are con­sider­a­b­ly more expen­si­ve to purcha­se, are gene­ral­ly not por­ta­ble, are more com­plex to ope­ra­te or can only sepa­ra­te two pla­s­tics per step. This artic­le shows some com­mer­ci­al­ly available tech­ni­cal solu­ti­ons for the detec­tion of black pla­s­tics and gives an insight into past and cur­rent rese­arch pro­jects on this topic.

Detec­ting black pla­s­tics is a chal­len­ging but rewar­ding endea­vor for com­pa­nies loo­king to impro­ve their effi­ci­en­cy and sus­taina­bi­li­ty. The tech­ni­cal issues, the cost impli­ca­ti­ons and the dif­fi­cul­ty of chan­ging habits are all obs­ta­cles that need to be con­side­red, but they can be over­co­me with the right approach. If all the­se fac­tors are taken into account, com­pa­nies can suc­cessful­ly iden­ti­fy black pla­s­tics and reap the asso­cia­ted benefits.

About us - Solid Scanner

Let’s take respon­si­bi­li­ty and recy­cle more pla­s­tics - ask us for sui­ta­ble solu­ti­ons. Our port­fo­lio includes solu­ti­ons ran­ging from small, por­ta­ble solu­ti­ons to indi­vi­du­al solu­ti­ons based on hyper­spec­tral came­ra sys­tems for simp­le, auto­ma­ted iden­ti­fi­ca­ti­on of pla­s­tics in the sort­ing pro­cess and for inline pro­cess con­trol, e.g. for homogeneity.

About trinamiX - the sensor technology company

tri­na­miX GmbH, based in Lud­wigs­ha­fen, was foun­ded in 2015 as a whol­ly owned sub­si­dia­ry of BASF SE. As a start-up within the com­pa­ny, it is not only ope­ra­tio­nal­ly inde­pen­dent, but also has uni­que access to the exper­ti­se and expe­ri­ence of the enti­re BASF Group.

Its patent-pen­­ding tech­no­lo­gies enable peo­p­le and machi­nes to cap­tu­re the hid­den and invi­si­ble world around them to make bet­ter decis­i­ons and increase safety.